|
KEY SERVICE
FEATURES
The following items are
all-inclusive |
|
Issue Nº23, October 2009 replacing all previous versions. |
|
|
|
Compliance |
|
Treating Customers Fairly
and The Company Charter |
|
Codes of Practice &
Implementation |
|
Compliance
Plan & Procedures |
|
Compliance
Help Line |
|
Compliance
Audit |
|
Case File
Review |
|
Complaints
Handling Assistance |
|
Regulatory
updates |
|
Training and Continuing Professional Development |
|
Membership of the CII |
|
CPD Log;
Assistance & Maintenance |
|
Training to Diploma
Level if required |
|
TIAC:-
Technical Information & Advice Centre |
|
Training &
Competence Procedures |
|
Office &
Administration |
|
Paraplanning
Service |
|
Dedicated
Administrator |
|
New Business
Pre-Compliance Packaging |
|
Give SAL a
ring: Call Support and Liaison (How do I do this…?) |
|
Telephone
Answering & Messaging Service |
|
Telephone Calls using VoIP technology |
|
Business
Stationery, Cards, Letterheads etc. |
|
Pipeline &
Commission Chasing |
|
All IFA mail
centrally scanned and forwarded electronically |
|
Inland
Revenue Chartered Accountancy Service for IFA’s personal affairs
|
|
Locum Cover
for Holidays & Sickness |
|
Stirling
House Financial Services Limited |
|
Company
Share Scheme Initiative |
|
Notice
Period to leave Stirling House after initial 3 months = NONE |
|
Sales &
Marketing |
|
Investment Leads; Distributed
according to Post Code |
|
Mortgage
Leads ; Distributed according to Post Code |
|
Leads from
organised Investment Seminar Events |
|
Personalised IFA brochure &
information literature for your Clients |
|
Dedicated
Business Development Manager |
|
IFA's Web
Page design & maintenance and / or link to IFA's own Web Site |
|
Graphics &
Artwork Design Service for an IFA’s advertisements and flyers. |
|
Comprehensive Mailshot Letter Bank |
|
IT Hardware & Software |
|
Mortgage
Sourcing Software |
|
Automatic
access to Mortgage Clubs, Conveyancing & Legal Practices
|
|
General
Insurance Sourcing Software |
|
Investment
Sourcing Software |
|
IT Support
Line and Remote Assistance |
|
Emergency
loan computer |
|
Discount
Computer Hardware, Software & Peripherals |
|
Private
e-Mail address not accessible by the Company |
|
State of the
Art Back Office System (True Potential) |
|
Licensed Microsoft Software (Stirling
House are Microsoft Partners) |
|
Electronic
Business Submission or Manual Submission Option |
|
Licensing,
Insurance & Regulatory Requirements |
|
Direct FSA
Authorisation |
|
Professional
Indemnity; Mortgages & General Insurance |
|
Professional
Indemnity; Pensions & Investments |
|
IFA enjoys
full and exclusive Client Ownership |
|
n.b.
You
require your own
Consumer Credit Licence |
|
n.b. You require
your own Data
Protection Registration |
|
Commissions |
|
Highly
competitive LAUTRO rates apply |
|
Renewals
Paid to the IFA |
|
Paid NEXT
DAY from a secure IFA ESCROW account. |
|
Additional overheads paid by Stirling House for Resident IFAs |
|
Heat,
Light & Power |
|
Rent
& Rates |
|
Telephone, Fax & 24/7 Broadband Internet Access |
|
Printing, Stationery & Photocopying |
|
Office Furniture & Equipment |
|
Postage |
|
Administrative
Staff |
